FINRA Board Member Ken Norensberg Keynote Speaker At FSXinterlinked Investment Conference

(PRWEB) May 29, 2014

FSXinterlinked Investment Conference brings together some of the best and brightest investment professionals in the nation. It is their goal to give their members and attendees benefits beyond networking and building relationships with investors, company CEOs and resource partners.

In doing so, at each and every conference they hold educational seminars so their members and attendees can continue to grow and succeed.

At the recent FSXinterlinked Fort Lauderdale event Keynote Speaker, FINRA Board Member Ken Norensberg, focused on:

CMA, Linkedin, WSP’s , AML, Concepts – Entanglement, Adoption and other fancy words that come with 506 and use of Social Media.

The exclusive video of Mr. Norensberg at FSXinterlinked is available only on

Ken is the Managing Director of Luxor Financial Group, a nationally recognized leader in Broker Dealer regulation with an emphasis on Merger & Acquisitions of Broker Dealers, New Membership Applications as well as day-to-day operations, compliance and contending with regulatory issues from FINRA, the SEC and State Regulators.

Ken brings over 15 years of experience in representing a broad spectrum of Broker Dealers in virtually all areas of operation and provides services in the following areas:

New and Continuing Membership Applications including expansions of personnel and business lines;
Written Supervisory Procedures, Anti Money Laundering Procedures, Business Continuity Planning, Firm Element Continuing Education;
Branch Office Audits, CEO/CCO Certifications, AML Independent Testing;
Responding to Regulatory Audits, Wells Letters and other disciplinary proceedings;
Conflict Resolution with Regulatory Bodies and Enforcement Agencies;
Expert Witness.

Additionally, he is also a member of the FINRA Board of Governors and is on the following committees and subcommittees:

Regulatory Policy;
Emerging Regulatory issues;
Finance, Operations and Technology;
Communications and;
Small Firms Advisory Board (SFAB).

About FSXinterlinked Investment Conference

FSXinterlinked is the premier investment conference organization in the United States. Founded as Financial Services Exchange (FSX) in 1983, it is one of the longest standing and most trusted investment conferences in the country for Broker Dealers and financial professionals. For more information about our organization please go to

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Eleanor E. Spring, CFE, CRT, a Nationally Renowned Expert on Fraud Deterrence and Identity Theft Risk Management, is now a Member of

Stockton, CA (PRWEB) October 08, 2013 is honored to announce one of its newest members, Eleanor E. Spring. A principal at SpringAction Fraud Elimination, Ms. Spring has spent many years dedicated to fraud deterrence, detection, and recovery, and identity theft risk management. As a Certified Deception Detection Expert, she utilizes Behavior Analysis, the reading of body language, during interviews to detect the truth in fraud related crimes.

As a certified leader in the field of identity theft and identity theft risk management, her knowledge and experience in understanding how identity thieves operate has helped put hundreds of criminals behind bars. Ms. Spring works with local police and legal counsel to cut losses, reduce liability, discreetly interview witnesses, interrogate suspects, identify fraudsters, get written confessions and write professional fraud investigation reports that stand up in a court of law.

Ms. Spring is engaged by attorneys for both Plaintiff and Defense in Fraud and Identity Theft situations for investigation, data examination, interviewing of victims, witnesses and suspects, and litigation support. Her interrogation experience combined with her ability to detect deception through direct discreet contact with victims, witnesses and suspects means fast effective resolutions

Ms. Spring is a regular guest on the NYC / FBI Infragard Alliance streaming media show, and is the go-to fraud expert for the Infragard Alliance Organization, a partnership between the FBI and the private sector, and associated with businesses, academic institutions, state and local law enforcement agencies, and other participants.

Eleanor E. Spring is one of’s cadre of world-class expert witnesses and consultants. Her engagements are within the domains relating to bank record analysis, credit card, fraud, counterfeit document detection, employee theft, forensic mortgage audits, identity theft and other fraud related crimes.


Visit Eleanor Springs Website:

View Eleanor Springs Expert Witness Profile on


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