FINRA Board Member Ken Norensberg Keynote Speaker At FSXinterlinked Investment Conference


(PRWEB) May 29, 2014

FSXinterlinked Investment Conference brings together some of the best and brightest investment professionals in the nation. It is their goal to give their members and attendees benefits beyond networking and building relationships with investors, company CEOs and resource partners.

In doing so, at each and every conference they hold educational seminars so their members and attendees can continue to grow and succeed.

At the recent FSXinterlinked Fort Lauderdale event Keynote Speaker, FINRA Board Member Ken Norensberg, focused on:

CMA, Linkedin, WSP’s , AML, Concepts – Entanglement, Adoption and other fancy words that come with 506 and use of Social Media.

The exclusive video of Mr. Norensberg at FSXinterlinked is available only on Interlinked.com/tv.

Ken is the Managing Director of Luxor Financial Group, a nationally recognized leader in Broker Dealer regulation with an emphasis on Merger & Acquisitions of Broker Dealers, New Membership Applications as well as day-to-day operations, compliance and contending with regulatory issues from FINRA, the SEC and State Regulators.

Ken brings over 15 years of experience in representing a broad spectrum of Broker Dealers in virtually all areas of operation and provides services in the following areas:


New and Continuing Membership Applications including expansions of personnel and business lines;
Written Supervisory Procedures, Anti Money Laundering Procedures, Business Continuity Planning, Firm Element Continuing Education;
Branch Office Audits, CEO/CCO Certifications, AML Independent Testing;
Responding to Regulatory Audits, Wells Letters and other disciplinary proceedings;
Conflict Resolution with Regulatory Bodies and Enforcement Agencies;
Expert Witness.

Additionally, he is also a member of the FINRA Board of Governors and is on the following committees and subcommittees:

Regulatory Policy;
Emerging Regulatory issues;
Finance, Operations and Technology;
Pricing;
Communications and;
Small Firms Advisory Board (SFAB).

About FSXinterlinked Investment Conference

FSXinterlinked is the premier investment conference organization in the United States. Founded as Financial Services Exchange (FSX) in 1983, it is one of the longest standing and most trusted investment conferences in the country for Broker Dealers and financial professionals. For more information about our organization please go to http://www.FSXinterlinked.com/.

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